Financial Crime Prevention Transaction Monitoring Affiliate Oversight - Military Veterans
at UBS Financial Services, Inc.
Do you want to have a leadership role in the preventing criminals and terrorists from abusing the financial and legislative systems? Are you the type of person who can help in the development and implementation of programs to prevent financial crimes that apply to UBS Bank USA ("BUSA"), and enhance governance and management reporting processes for key stakeholders, control committees and the Bank's Board of Directors? Are you an individual capable of undertaking a demanding yet rewarding role that entails a focus on both strategic thinking and execution?
We are looking for someone who can:
• support the BUSA Chief Anti-Money Laundering Officer in leading an Affiliate Oversight Team
• provide Affiliate oversight to ensure adherence to the provisions of Financial Crime Prevention ("FCP") covering the pillars of the BSA/AML and Sanctions program, for which BUSA receives services via service level agreements
• manage Key Performance Controls ("KPC’s")/Key Performance Instances ("KPCi’s") to assess that they are being implemented, to meaningfully evaluate them and to provide reporting to BUSA senior management and its independent Board
• conduct transaction monitoring data sampling and testing to ensure that KPC's are effective, to augment QC and QA processes
• maintain extensive documentation and reporting requirements to complete scorecards on a periodic basis to reflect appropriate affiliate oversight and to document understanding of services performed
• support various FCP projects involving BUSA and its affiliated entities
• provide expert guidance to senior executives and business managers relating to FCP risks, controls and governance
Nashville, IN
At UBS Financial Services, we appreciate our veterans and are committed to providing opportunities in Financial Services. That‘s why we‘re interested in meeting talented individuals like you for our customized post-military programs!
Veterans Associate Program (VAP):
- 22-Week Internship in-person NYC/NJ (Application window is now closed)
- Provide tailored training, development, networking and mentoring opportunities for degreed transitioning veterans
- Divisionally aligned rotations across Global Wealth Management, the Investment Bank and Asset Management
- Key hiring areas: Global Wealth Management, Investment Banking, Asset Management
Enlisted Veterans Apprenticeship Program (EVAP):
- Provide tailored training and development for transitioning veterans pursuing their degree
- Full time apprenticeship across Wealth Advice Center and Group Functions
- Key hiring areas: Wealth Advice Center, Risk, Compliance, Wealth Management Operations, Investment Bank Operations and Corporate Functions opportunities.
Military Spouse Program
- Provide hybrid and remote full-time opportunities to the spouses of active-duty service members
- Tailored training and development for military spouses
- Opportunities across all business divisions
From gaining new experiences in different roles to acquiring fresh knowledge and skills – at UBS we believe that you should never stop growing and learning because life never stops teaching. We know that it's our people – with their unique backgrounds, skills, experience levels and interests – who drive our ongoing success. Ready to be part of #teamUBS and make an impact? Apply today!