Financial Crime Prevention Asset Management Officer - Military Veterans
at UBS Financial Services, Inc.
Do you want to have a leadership role in preventing criminals and terrorists from abusing the financial and legislative systems? Are you the type of person who can lead a team in the development of a program to prevent financial crimes? Are you an individual capable of undertaking a demanding yet rewarding role?
We are looking for someone who can:
• serve as an AML Officer for Asset Management division of UBS, helping to lead and coordinate the delivery of a comprehensive AML program
• apply strong knowledge of AML regulations to ensure compliance with the Bank Secrecy Act
• Serve as the contact for the first line of business for any escalations, basic queries, and overall AML program support
• serve as the point of contact for the AML Investigations team for Asset Management and review SAR filings, oversee customer exists, perform customer reviews by prioritizing, identifying, researching, analyzing and providing reports and recommendations related to negative information, activity and trends
• perform reviews of escalated customers, including large complex relationships and sensitive clients
• document all pertinent facts and information, summarize actions, findings and recommendations for next steps for Chief AML Officer
• recommend clear and concise referrals to the AML Investigations team for further investigations and potential SAR filing
• assist with the preparation and delivery of ad-hoc BSA/ AML and OFAC compliance training based upon changes in regulatory requirements and/ or emerging typologies
• escalate unusual or suspicious activities, including potential sanctions, fraud and bribery issues to the respective teams
• complete UBS's annual BSA/AML/OFAC training
Detailed salary information :
• Weehawken, Stamford, New York: the salary range for this role is $111000 to $144000
The expected salary range(s) for this role as of the date of this posting is/are based on factors including, but not limited to, experience, qualifications, education, location and skill level. This role may also be eligible for discretionary incentive compensation. For benefits information, please visit ubs.com/usbenefits.
New York, NY
At UBS Financial Services, we appreciate our veterans and are committed to providing opportunities in Financial Services. That‘s why we‘re interested in meeting talented individuals like you for our customized post-military programs!
Veterans Associate Program (VAP):
- 22-Week Internship in-person NYC/NJ (Application window is now closed)
- Provide tailored training, development, networking and mentoring opportunities for degreed transitioning veterans
- Divisionally aligned rotations across Global Wealth Management, the Investment Bank and Asset Management
- Key hiring areas: Global Wealth Management, Investment Banking, Asset Management
Enlisted Veterans Apprenticeship Program (EVAP):
- Provide tailored training and development for transitioning veterans pursuing their degree
- Full time apprenticeship across Wealth Advice Center and Group Functions
- Key hiring areas: Wealth Advice Center, Risk, Compliance, Wealth Management Operations, Investment Bank Operations and Corporate Functions opportunities.
Military Spouse Program
- Provide hybrid and remote full-time opportunities to the spouses of active-duty service members
- Tailored training and development for military spouses
- Opportunities across all business divisions
From gaining new experiences in different roles to acquiring fresh knowledge and skills – at UBS we believe that you should never stop growing and learning because life never stops teaching. We know that it's our people – with their unique backgrounds, skills, experience levels and interests – who drive our ongoing success. Ready to be part of #teamUBS and make an impact? Apply today!