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You will play a significant role reporting to the Director, Regulatory Engagement and Conduct, within Compliance in the Office of the General Counsel's (OGC). You will have primary responsibility for......

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Senior Compliance Director, Head of Product, Distribution and Communications Compliance

The Vanguard Group Inc

Charlotte, North Carolina

2 months

As the Head of Vanguard's Product, Distribution & Communications ("PD&C") Compliance function, this role is responsible for ensuring that the company's mutual funds, products, and institutional distribution activi...

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Compliance Supervisor - Code of Ethical Conduct

The Vanguard Group Inc

Malvern, Pennsylvania

3 days

Vanguard's Code of Ethical Conduct ("COEC") department is a part of the Financial Crimes team in Office of General Counsel. COEC oversees policies, procedures, and training designed to maintain the......

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Business Unit & Product Compliance Analyst, Specialist

The Vanguard Group Inc

Malvern, Pennsylvania

1 day

Vanguard has an exciting opportunity to strengthen the regulatory engagement practices and internal governance reporting on the Regulatory Response team. This role is an individual contributor that will be responsible......

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Compliance Director, Cash Management Products

The Vanguard Group Inc

Charlotte, North Carolina

2 months

Vanguard's core purpose is to take a stand for all investors, to treat them fairly, and to give them the best chance for investment success. In support of our innovative,......

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Senior Compliance Director, Head of Retail Regulatory Enablement

The Vanguard Group Inc

Charlotte, North Carolina

10 days

Financial integrity from the inside out Vanguard's core purpose is to take a stand for all investors, to treat them fairly, and to give them the best chance for investment......

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Compliance Director, Global Sanctions Compliance

The Vanguard Group Inc

Malvern, Pennsylvania

14 days

This role is responsible for the development, implementation, and maintenance of compliance processes and program activities. Performs complex compliance sanctions reviews. Serves as a trusted advisor to Financial Crimes ...