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As the Head of Vanguard's Product, Distribution & Communications ("PD&C") Compliance function, this role is responsible for ensuring that the company's mutual funds, products, and institutional distribution activi...

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Core Compliance Analyst, Specialist

The Vanguard Group Inc

London

1 day

The role holder will be responsible for providing input and guidance to staff in respect of personal conduct compliance under Code of Ethics supporting the European Compliance team. This is......

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Senior Director, Head of Financial Crimes Compliance

The Vanguard Group Inc

Charlotte, North Carolina

5 days

This executive role serves as part of the Senior Leadership team running the financial crimes compliance program globally for Vanguard, with specific responsibility for the Governance and Strategy program.The Financial......

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Senior Compliance Director, Head of Retail Regulatory Enablement

The Vanguard Group Inc

Charlotte, North Carolina

26 days

Financial integrity from the inside out Vanguard's core purpose is to take a stand for all investors, to treat them fairly, and to give them the best chance for investment......

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Thursday, February 20, 2025

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Compliance Director -Technology, Cyber Security, Information Security, and Artificial Intelligence (“TCIA”)

The Vanguard Group Inc

Charlotte, North Carolina

2 days

This Compliance Director will play a critical role in the Vanguard Enterprise Compliance Program with specific responsibility for Vanguard's Technology, Cyber Security, Information Security, and Artificial Intelligence ("...

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Compliance Director, Global Sanctions Compliance

The Vanguard Group Inc

Malvern, Pennsylvania

1 month

This role is responsible for the development, implementation, and maintenance of compliance processes and program activities. Performs complex compliance sanctions reviews. Serves as a trusted advisor to Financial Crimes ...

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Post-Trade Compliance, Specialist

The Vanguard Group Inc

Wayne, Pennsylvania

7 days

Monitors compliance of Vanguard's complex and portfolios. Analyzes position and trade data for adherence to global substantial shareholder disclosures, fund investment guidelines, and affiliated transactions rules.Monitor...