Compliance Supervisor - Military Veterans
at GM Financial
Why GMF?
GM Financial International Operations conducts business in Latin America and China. International Operations offers a wide range of wholesale and retail automotive financing products to dealers and their customers. The strength of the international business lies in its ability to tailor its products to meet unique dealer needs, consumer preferences and national requirements in local markets. Latin American country operations include Brazil, Chile, Colombia, Mexico, and Peru.
About the role
The Compliance Supervisor builds and enhances compliance environment for GM Financial by partnering with all areas to mitigate compliance risks. Reporting directly to the Compliance AML/TF Manager, this position is responsible for the ensuring that new products, processes and projects are conducted in compliance with regulatory and legal requirements, in addition to company policies and procedures. The Compliance supervisor support the AML|TF program improvement, development and implementation across GMF Mexico & IO Compliance. Also is responsible for coordinate other Compliance projects relates to Strategic Plan, IT and programs enhancement.
What you need
- Bachelor's degree in law, administrative fields or related.
- CNBV Compliance Officer Certification is a plus.
- Experience in AML|TF.
- Strong communication skills.
- English proficiency, both written & verbal (will be evaluated during interviews).
- Demonstrates proven extensive knowledge of and/or success in roles with managing compliance-related engagements.
- At least +3 year of experience in Financial Institutions.
- Ability to prioritize workload individually.
- Experience developing, communicating and obtaining agreement on complex multi-work stream project plans.
- Project Management discipline (e.g., Risk/Issue identification and tracking, multi-project status reporting, dashboard reporting and KPI/KRI development, executive management and Board of Director status updates, etc.)
- Proficient in Microsoft Office applications including Excel, Access and Power BI.
What you will be doing
- Coordinate and manage the AML|TF program enhancement & maturity plan.
- Guarantee the prompt response of enquiries received from the CNBV.
- Ensure the periodic reports to the CNBV are presented on time.
- Supervise and perform Enhanced Due Diligence reviews for new and existing high-risk customers.
- Review, investigate and present to management the AML|TF Suspicious Activities.
- Perform activities related with transaction monitoring.
- Development and perform the AML|TF Risk Assessments.
- Ensure timely compliance with regulatory reports, such as relevant transactions, screening process, high risk customers, cash payment report, etc.
- Prepare the evidence for the yearly AML|TF Internal Audit.
- Supervise the correct implementation of the AML|TF Risk Matrix.
- Supervise the AML/TF training development.
- Support to update the AML/TF manual.
- Perform AML|TF general activities to Committee preparation.
- Support Central Team & Local strategic plan initiatives and projects.
- Supervise monthly monitoring of internal processes to ensure regulatory compliance.
- Develop & review Mexico and IO Compliance Policies & Procedures.
- Assess with the activities, matters or concerns of the AML|TF program in Peru.
What we offer
At GM Financial we want you to be the most authentic version of yourself. We take care of your work-life balance by programming wellness and integration activities, where you will strengthen your relationships with peers and contribute towards the development and wellbeing of your community, while providing you with a competitive salary and benefits.
Some of our global benefits include Extended Maternity & Paternity Leaves, Personal Days & Community Investment hours.
Mexico: Additional benefits include Medical Plans, Profit Sharing, Life Insurance, Savings Fund & Pension Plan and others.
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Disclaimer
Colombia - GM Financial is an Equal Opportunity Employer and is committed to diversity and inclusion at every level of our organization. We do not discriminate against any applicant or employee based on race, color, age, gender, marital status, national origin, religion, sexual orientation, gender identity, disability, or any other that undermines human dignity and aims to nullify or impair people's rights and freedoms.
Monterrey, NL
GM Financial is the wholly owned captive finance subsidiary of General Motors and is headquartered in Fort Worth, U.S. We are a global provider of auto finance solutions, with operations in North America, South America and Asia. Through our long-standing relationships with auto dealers, we offer attractive retail financing and lease programs to meet the needs of each customer. We also offer commercial lending products to dealers to help them finance and grow their businesses.
OUR BUSINESS & OUR HISTORY
GM Financial was founded as AmeriCredit in September 1992 and opened its first branch office in Fort Worth, Texas. On October 1, 2010, AmeriCredit Corp. was acquired by General Motors Company and renamed General Motors Financial Company, Inc. (GM Financial). In 2011, GM Financial acquired FinanciaLinx to serve GM dealers and customers throughout Canada. In November 2012, GM Financial announced the acquisition of Ally Financial Inc.’s international operations. The majority of those acquisitions were finalized in 2013, with the remaining market, a 35 percent equity interest in a joint venture in China, acquired in January 2015. In October 2017, GM Financial completed the sale of its European financial subsidiaries and branches as part of General Motors’ sale of the Opel and Vauxhall businesses to Peugeot S.A.
GM Financial provides auto finance solutions to 14,000 dealers worldwide, with earning assets of $93 billion at September 30, 2018.
CORPORATE GOVERNANCE
GM Financial's success is largely dependent on building strong, lasting relationships with our dealers and the consumer customers that we serve. This is why we are committed to providing best-in-class customer service, while promoting open, honest communication at all levels.
Our executive team and all employees must adhere to GM Financial's Code of Business Conduct and Ethics. Our Code outlines the principles by which all team members conduct business with customers, vendors and each other. These principles apply to all GM Financial team members and affiliates and although it does not cover every issue that may arise, the Code provides guidelines for all employees in regard to their business conduct.
For a deeper understanding of expectations and guidelines set forth for the entire GM Financial team, please review GM Financial's Code of Business Conduct and Ethics policies below.