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Transaction Reporting Specialist - Military Veterans

at UBS Financial Services, Inc.

Do you have strong data analytics skills? How about experience with risk and controls? Are you looking for an area with a high rate of change and automation?

We are looking for a Regulatory Reporting Specialist within the Regulatory Transaction Reporting (RTR) Americas team to:

• gain full understanding of the impact of the SEC, CFTC and Canada regulation of certain OTC Derivatives trades
• investigate and remediate trade reporting breaks to the SEC, CFTC and Canada.
• perform daily, weekly and monthly RTR Americas controls to ensure complete, accurate and timely reporting
• raise production issues appropriately and timely, and escalate as needed
• ensure proper governance is maintained with regards to the processes and controls performed
• coordinate with other global RTR teams and stakeholders, including Integrated Middle Office teams, Regulatory Maintenance teams and Compliance to properly address issues raised
• participate in initiatives impacting Regulatory Transaction Reporting. including ongoing digital transformation with regional and global impact

Nashville, IN

UBS Financial Services, Inc.

At UBS Financial Services, we appreciate our veterans and are committed to providing opportunities in Financial Services. That‘s why we‘re interested in meeting talented individuals like you for our customized post-military programs!

Veterans Associate Program (VAP): 

  • 22-Week Internship in-person NYC/NJ (Apply now through Sept 1, 2024)
  • Provide tailored training, development, networking and mentoring opportunities for degreed transitioning veterans
  • Divisionally aligned rotations across Global Wealth Management, the Investment Bank and Asset Management
  • Key hiring areas: Global Wealth Management, Investment Banking, Asset Management

Enlisted Veterans Apprenticeship Program (EVAP): 

  • Provide tailored training and development for transitioning veterans pursuing their degree
  • Full time apprenticeship across Wealth Advice Center and Group Functions
  • Key hiring areas: Wealth Advice Center, Risk, Compliance, Wealth Management Operations, Investment Bank Operations and Corporate Functions opportunities.

Military Spouse Program

  • Provide hybrid and remote full-time opportunities to the spouses of active-duty service members
  • Tailored training and development for military spouses
  • Opportunities across all business divisions

From gaining new experiences in different roles to acquiring fresh knowledge and skills – at UBS we believe that you should never stop growing and learning because life never stops teaching. We know that it's our people – with their unique backgrounds, skills, experience levels and interests – who drive our ongoing success. Ready to be part of #teamUBS and make an impact? Apply today!

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