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UGM Regulatory Risk Specialist - Military Veterans

at UBS Financial Services, Inc.

Do you have a passion for solving problems and a desire to do impactful work? Are you excited by supporting multiple businesses across the Americas? As a Regulatory Risk Specialist for Unified Global Markets (UGM) Americas, you’ll:

• Lead Best Execution and Trade Reporting Forums across Equities, Fixed Income, and listed derivatives
•Assist in regulatory reviews, including Audit requests, regulatory inquiries, and regulatory examinations.
•Proactively identify opportunities and implement solutions to streamline surveillance and supervisory capabilities.
•Contribute to enhancing best execution and trade reporting
•Partner with the business and technology in connection with business change initiatives, ensuring business and technology practices remain compliant with regulatory requirements.
•Manage and/or support UGM functional projects

New York, NY

UBS Financial Services, Inc.

At UBS Financial Services, we appreciate our veterans and are committed to providing opportunities in Financial Services. That‘s why we‘re interested in meeting talented individuals like you for our customized post-military programs!

Veterans Associate Program (VAP): 

  • 22-Week Internship in-person NYC/NJ (Apply now through Sept 1, 2024)
  • Provide tailored training, development, networking and mentoring opportunities for degreed transitioning veterans
  • Divisionally aligned rotations across Global Wealth Management, the Investment Bank and Asset Management
  • Key hiring areas: Global Wealth Management, Investment Banking, Asset Management

Enlisted Veterans Apprenticeship Program (EVAP): 

  • Provide tailored training and development for transitioning veterans pursuing their degree
  • Full time apprenticeship across Wealth Advice Center and Group Functions
  • Key hiring areas: Wealth Advice Center, Risk, Compliance, Wealth Management Operations, Investment Bank Operations and Corporate Functions opportunities.

Military Spouse Program

  • Provide hybrid and remote full-time opportunities to the spouses of active-duty service members
  • Tailored training and development for military spouses
  • Opportunities across all business divisions

From gaining new experiences in different roles to acquiring fresh knowledge and skills – at UBS we believe that you should never stop growing and learning because life never stops teaching. We know that it's our people – with their unique backgrounds, skills, experience levels and interests – who drive our ongoing success. Ready to be part of #teamUBS and make an impact? Apply today!

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