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Compliance Specialist - Fast Promoting Careers Nationwide - Military Veterans

at Wells Fargo

At Wells Fargo, we are looking for talented people who will put our customers at the center of everything we do. We are seeking candidates who embrace diversity, equity and inclusion in a workplace where everyone feels valued and inspired.

Help us build a better Wells Fargo. It all begins with outstanding talent. It all begins with you. We look forward to learning more about your unique life experiences as a military veteran and we welcome you learn more about our opportunities and apply today!


Job Profile Summary

Compliance: As a part of Wells Fargo's second line of defense and Independent Risk Management team, covers jobs responsible for establishing, implementing, and maintaining risk standards and programs to drive compliance with federal, state, agency, legal, and regulatory and/or Corporate Policy requirements.


In this role, you will:

·       Establish, implement and maintain risk standards and programs to drive compliance with federal, state, agency, legal and regulatory and Corporate Policy requirements

·       Oversee the Front Line's execution and challenges appropriately on compliance related decisions

·       Support the oversight or monitoring of a risk-based compliance program

·       Provide support in developing and overseeing standards with some business and functional knowledge

·       Provide compliance risk insight and support projects and initiatives with low to moderate risk for a business line or functional area

·       Work with a business unit, a defined set of rules and regulations on low to moderate risk compliance matters

·       Support the reporting, escalation, and timely remediation of issues, deficiencies or regulatory matters regarding compliance risk management

·       Provide direction to the business on developing corrective action plans and effectively managing regulatory change

·       Provide support in reporting findings and drafting recommendations to management

·       Support and implement initiatives with low to moderate risk

·       Interact with team to support risk oversight and monitoring

·       Manage and ensure accuracy of data

·       Troubleshoot system issues to determine root cause

·       Research and implement new regulatory rules and manage other Registration Team related projects

·       Identify and recommend opportunities for process improvement and risk control development

·       Establish and maintain effective relationships with various teams

·       Make decisions and resolve issues to meet business objectives

·       Interpret policies, procedures, and compliance requirements

·       Collaborate and consult with peers, colleagues and managers to resolve issues and achieve goals

·       Interact with internal customers

·       Receive direction from leaders and exercise independent judgment while developing the knowledge to understand function, policies, procedures, and compliance requirements


Required Qualifications, US:

2+ years of Compliance experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education

USA

Salary Range
$70,000 to $100,000
Wells Fargo

At Wells Fargo, we’ve been proudly supporting military veterans and their families for more than 170 years.

We value the leadership, discipline, and skills you’ve gained through your service to our country and recognize the contributions our veteran team members bring to the table. We’re committed to hiring and retaining military veterans, veterans with disabilities, National Guard, Reservists, and Military Spouses.

As a Wells Fargo employee, you’ll find a work culture that is team-oriented, collaborative, structured, and challenging. We support veterans transitioning from military service with a variety of job options, confidential resources, educational information, and career guidance. You may choose to join our Veteran’s Connection Employee Resource Group, a group of thousands who share an interest in veterans’ matters, and that promotes greater awareness and job development within the veteran community. To learn more about opportunities at our company, please visit wellsfargojobs.com/military. Let’s talk about turning your military experience into a great civilian career.

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